Worldpay






Travel and Entertainment


POLICIES and PROCEDURES







Document No.

0300-001

Effective Date

12/1/10

Revision Date

12/1/10

Revision No.

1.0

Review Frequency

Annually

Approval: CFO

Contact/Business Owner: Purchasing Manager









Table of Contents


Purpose 4

Revision History 4

Areas Affected 4

Policy 4

1.1. General 4

1.2. Booking Travel 5

1.3. Air Travel 5

1.4. Rail Travel 6

1.5. Taxi Travel 7

1.6. Use of Company Car/Personal Car on Business 7

1.7. Mileage Allowance for Personal Cars and Motorcycles 8

1.8. Car Rental 8

1.9. Hired Chauffer Driven Car 9

1.10. Public Transportation 9

1.11. Accommodations 9

1.12. Approved Business Expenses 9

1.13. Non-reimbursable Expenses 10

1.14. Incidental Travel Expenses 11

1.15. Phone Calls 11

1.16. Client Entertainment Expenses 12

1.17. Staff Entertainment Expenses 12

1.18. Tips 12

1.19. Personal Expenses 12

1.20. Foreign Currency 12

1.21. Venue Bookings 12

1.22. Company Credit Cards 13

1.23. Expense Report Submission and Approval 13

1.24. Mode of Reimbursement 13

Definitions 13

Responsibilities 14

1.25. Purchasing Manager 14

1.26. Chief Financial Officer 14

1.27. Chief Executive Officer 14

1.28. Line Managers 14

1.29. WorldPay Employees 14

Procedures 15

1.30. Applying for and Using a Company Credit Card 15

1.31. Planning a Trip 15

1.32. During the Trip 16

Appendix A – Related Information 17

Purpose

Aligned to “how we do business”, this policy supports managing our finances carefully by establishing appropriate control of travel and entertainment expenses.

Revision History


Date

Rev. No.


Change


Reference Sections

12/1/10

1.0

New policy



Areas Affected

This policy applies to all employees, in every part of the world, with the exception of agency workers and external consultants. Spouses/partners are excluded from this policy, unless their travel is authorized by the appropriate Executive Management Committee Member (domestic travel) or the Chief Executive Officer (international travel).

Policy

The policy of WorldPay is to effectively manage travel and entertainment expenses by ensuring that business trips are only undertaken when there is an essential business need, that individuals are reimbursed for reasonable expenditures incurred as a result of legitimate business travel and entertainment activities, and that expenditures on employee company credit card accounts are promptly claimed and reimbursed.

Policy Compliance: Violation of this policy, in particular the submission of false or fraudulent claims, will lead to disciplinary action up to and including dismissal.

1.1.General

1.1.1.Travel must only be undertaken where there is a valid business requirement and no reasonable alternative is available, such as video and audio conference facilities. The mode of transport should also be considered from a cost-effectiveness viewpoint. The modes of travel covered by this policy are air, rail, and taxi travel, and the use of company car/personal car on business, car rental, hired chauffer driven car, and public transportation.

1.1.2.The policy of WorldPay is to reimburse employees for all allowable travel and entertainment expenses incurred in connection with WorldPay duties. WorldPay requires that employees adhere to the following standards:

1.1.3.Line managers must take appropriate disciplinary action and escalate matters to Human Resources in the first instance an illegitimate or suspected fraudulent claim occurs.

1.2.Booking Travel

1.2.1.All travel bookings must be made through Williamsburg Travel, which is the designated travel agency for WorldPay. Use of the online booking tool is strongly encouraged as there is a distinct cost advantage to WorldPay.

1.2.2.Exceptions to booking through Williamsburg would involve short, local journeys using public transport, where it is more practical to purchase tickets at the point of departure.

1.2.3.When travelling internationally, employees based in the US should claim travel and entertainment expenses according to this policy. Attention should, however, be given to any local travel arrangements that may apply in the country the employee is visiting. This will ensure the most effective and safe method of travel is used where possible.

1.3.Air Travel

1.3.1.Class of Air Travel

All domestic and international air travel must be economy/standard/coach class. Flights of more than six (6) hours in duration may be business class, where available.


1.3.2.Lowest Fare Available

The lowest appropriate fare offered by Williamsburg Travel should be accepted and advantage taken of any restricted fares offered. Employees should make all efforts to maximize cost savings opportunities such as non-refundable electronic tickets all travel, and travelers should consider less costly connecting flights, when practical. Employees should book their reservations as far in advance as possible to maximize savings.

1.3.3.Low Cost Carriers

Low cost carriers may be considered when their flights are less expensive than the preferred/approved carrier negotiated deals or on routes where no preferred carrier flies. Low cost carriers must be booked through Williamsburg Travel.

1.3.4.Upgrades

Upgrades to air travel class beyond those stated in this policy are subject to World Pay Chief Executive Officer approval and must only be made when there is a compelling business justification.

1.3.5.Changes and Restrictions

1.3.6.Airport Transfers

For airport transfers, public transport services should be taken in preference to taxis and hired chauffeur driven cars, wherever this is a practical option. Exceptions may be where travelling with particularly heavy or bulky luggage or travelling with clients.

1.4.Rail Travel

1.4.1.Class of Rail Travel

All rail travel must be economy or standard class. However, rail travel exceeding three (3) hours one way may be business class, subject to line manager approval.

1.4.2.Lowest Fair Available

The lowest available rail fare offered should be accepted and advantage taken of any restricted fares offered. In order to reduce costs, where possible, rail bookings should be made seven (7) days in advance.

1.4.3.Upgrades

Upgrades to rail travel class beyond those stated in this policy are subject to World Pay Chief Executive Officer approval and must only be made when there is a compelling business justification.

1.5.Taxi Travel

1.5.1.Use of Taxis

Taxis may be used, giving due consideration to cost effectiveness and the nature of the journey being undertaken. Taxis may be used when travelling with customers, travelling to and from a customer’s premises or to a venue where you are a guest, and when travelling with awkward or heavy equipment.

1.5.2.Choice of Taxis

Individuals should compare the costs in advance of taking a taxi, hiring a chauffeur-driven car, or renting a car to ensure the most cost effective mode of transport is utilized.

1.5.3.Receipts

Receipts should always be obtained for expenditures in excess of $25.

1.6.Use of Company Car/Personal Car on Business

1.6.1.When Driving on Business

1.6.2.Use of Company versus Personal Cars

Where applicable, company cars must always be used for business travel in preference to personal cars. Where an individual does not have a company car, they must use their personal car for short business journeys only.

1.6.3.Business Mileage

The principles of business mileage reimbursement are that additional travel costs must be incurred over and above the usual daily journey to work and that each mile claimed is specifically as a result of business travel. Journeys carried out solely between home and place of work are not business miles and cannot be claimed.

1.6.4.Commuting expenses to the normal work location during the standard work week are not reimbursable

1.7.Mileage Allowance for Personal Cars and Motorcycles

Mileage will be reimbursed according to the published IRS maximum reimbursement rates.

1.7.1.Mileage Reimbursement Claims

Individuals should claim the published business mileage rate, not the cost of fuel. The only exception to this is when a car has been rented and should be returned with the same level of fuel as when the car was rented. Accurate records of business mileage claimed using your own car must be retained in the event that the IRS requires the information.

1.7.2.Additional Car Costs

Where the use of a car has been authorized in advance of a business trip, reasonable car parking costs may also be claimed. Reasonable airport car parking costs will be reimbursed against receipts in the most economical car parks available. Expensive short-term car parks must be avoided, unless returning on the same day of travel. Road tolls and congestion charges incurred on business will also be reimbursed. Fines for parking and traffic offenses will not be reimbursed.

1.8.Car Rental

1.8.1.Use of Rental Car

A car may be rented when it is required for business and it is more economical than use of a personal car or public transport. Individuals should compare the costs in advance of taking a taxi, hiring a chauffeur-driven car, or tenting a care to ensure the most cost effective mode of transport is utilized.

1.8.2.Making a Reservation

All rental cars must be booked through Williamsburg Travel. In order to take advantage of negotiated rates, the preferred supplier must be used where applicable. The following guidelines apply to car rentals:

Make and Model:

Intermediate car size should be rented as standard. Full-size, 4-door may be rented if 3 or more passengers.

Driver's License:

A valid license must be shown upon collection of the car.

Fuel Costs:

Only the actual cost of fuel supported by receipts can be claimed, not the mileage. Refueling by the car rental company is very expensive, therefore, a rental car should be returned with the same level of fuel as when the car was rented, unless the cost offered by the rental company is less than or equal to the current standard cost of fuel.

Other Charges:

Charges for out-of-hours service, home delivery, collection, and being met at the airport will be shown on the invoice. These costs should be minimized at all times.

1.9.Hired Chauffer Driven Car

1.9.1.Use of Chauffer Driven Car

Hired chauffeur driven cars and sedan services are to be used only when methods of public transportation, car rentals and/or taxis are not available, cost effective, unsafe, or are incompatible with the business mission.

1.9.2.Making a Reservation

When possible such services should be booked through Williamsburg Travel. Employees must use one of WorldPay’s preferred black car/limousine suppliers.

1.9.3.Gratuities

Gratuities for drivers are included in the amount billed, and, as such, employees will not be reimbursed for out-of-pocket tips.

1.10.Public Transportation

If appropriate, other forms of public transport may also be used for business travel.

1.11.Accommodations

1.11.1.Making a Hotel Reservation

Hotel accommodations must be booked from the approved list held by Williamsburg Travel.

1.11.2.Choice of Hotels

The lowest appropriate rate offered by Williamsburg Travel consistent with safety and security concerns should be accepted. Booking directly with hotels is not permitted. In the exceptional circumstance where no approved hotels are available, the individual may book up to 4-star accommodations through Williamsburg Travel.

1.12.Approved Business Expenses

The expenses covered by this policy include business travel, incidental expenses, client entertainment expenses, staff entertainment expenses, personal expenses, foreign currency, baggage allowance, additional car costs, and venues. All approved travel, accommodation, and legitimate incidental business expenses will be met by WorldPay.

1.13.Non-reimbursable Expenses

The following travel expenses will not be reimbursed:


1.14.Incidental Travel Expenses

1.14.1.Meals

When an overnight stay is required while travelling on company business, employees will be reimbursed for the actual cost of meals incurred where receipts are produced. The daily reimbursable meal allowance is as follows:

There will be no reimbursement of employee meal expenses when travelling unless an overnight stay is required.

1.14.2.Laundry/Dry Cleaning

Laundry/dry cleaning for business trips of less than one week is non-reimbursable.

1.15.Phone Calls

1.15.1.Telephone and Facsimile Charges

WorldPay will reimburse facsimile and, for employees without a company issued cell phone, telephone charges that are reasonable and necessary for conducting business while on a business trip. These include business-related calls made on a calling card and from a personal cellular phone from home (or while on a business trip). Monthly access charges on a cellular phone are not reimbursable.

1.15.2.Substantiating Phone Expenses

Employees must provide the original bill with their expense report, clearly annotating the business-related phone calls to be eligible for reimbursement. Telephone and/or internet expenses should be separated from the hotel bill and listed in the “phone” category of the expense report.

1.15.3.WorldPay Wireless Communication Devices

Wireless communication devices issued by WorldPay are primarily to be used for making business calls. In exceptional circumstances, personal calls can be made on a business wireless communication device, including emergencies or informing a partner/spouse of unexpected change in travel plans.

1.15.4.International Calls

Avoid as much as possible using wireless communication devices to call overseas and premium rate numbers. Landlines should be used in preference to cellular phones when working on WorldPay premises. However, when making work-related calls, wireless communication devices should be used in preference to hotel phones whenever possible.

1.16.Client Entertainment Expenses

1.16.1.Authorization

All entertainment expenses in relationship to existing or prospective clients must be authorized by the line manager. Although there is no predetermined minimum or maximum amount to spend, line managers and individuals are responsible for ensuring that entertainment expenses are reasonable. No forms of entertainment that have the potential to compromise the reputation of WorldPay may be undertaken.

1.16.2.Substantiating Entertainment Expenses

The names of all attendees must be detailed in full in the expense claim submission. Additionally, documentation must be provided as to the business reason for the entertainment.

1.17.Staff Entertainment Expenses

Only expenses relating to functions held for business reasons are permissible. Expenditures must be in line with divisional budgetary guidelines. The names of all attendees must be detailed in full in the expense claim submission as staff entertainment expenditure will lead to a tax liability and must be recorded accurately. No form of entertainment that has the potential to compromise the reputation of WorldPay may be undertaken.

1.18.Tips

Fifteen (15) to twenty (20) percent tips are reasonable in the US and reimbursable. They should be included in the appropriate expense, for example, meals.

1.19.Personal Expenses

Personal expenses that arise as a result of non-business related activities will not be reimbursed.

1.20.Foreign Currency

Any costs incurred in exchanging currency are reimbursed, provided the amount relates to the specific business expense.

1.21.Venue Bookings

WorldPay facilities must be used wherever practical for conference, training, exhibitions, and other events. Before booking, alternatives including video and audio conference facilities should be considered. External venues may only be used when none of the above facilities are available or practical.

1.22.Company Credit Cards

1.22.1.WorldPay provides, as an option to high-travel employees, a corporate-sponsored credit card for WorldPay expenses only. If WorldPay issues a company credit card to an individual, it must be used for all business travel and entertainment expenses claimed by the individual. The use of a personal credit card is not acceptable under these circumstances.

1.22.2.Company credit cards must not be used to meet any personal expenses. Personal expenses are the responsibility of the employee.

1.22.3.Employees leaving WorldPay must settle any outstanding expense claims and ensure that any company credit cards are cancelled and destroyed.

1.22.4.Employees accept responsibility for all amounts charged to their company credit card and for adherence to expense report submission and approval timeframes described in section 1.23. Failure to file timely expense reports will result in cancellation of the card.

1.23.Expense Report Submission and Approval

Employees are required to complete and submit an expense report for reimbursement of authorized expenses. All expense claims must be submitted using the Necho Expense Reporting system within fifteen (15) days of completion of travel and expense being incurred and approved within thirty (30) days. Expense claims not approved and submitted to Purchasing within forty-five (45) days of trip completion or incurrence of expense may not be reimbursed.

1.24.Mode of Reimbursement

Generally, expense reimbursement is made to the employee through direct deposit to the employee’s bank account. If the employee uses a company credit card, the reimbursement is made against the credit card.

Definitions

5.1. Corporate Credit Card Application Form – The form used to apply and receive approval for issuance of a WorldPay company credit card for an employee.

5.2. Necho Electronic Employee Expense Reimbursement System – The online system used by all employees to request reimbursement for travel and entertainment expenses. In the Necho system, expense reports are routed electronically to the designated approver and approved electronically.

5.3. Travel and Entertainment Expense Report Submission Summary (Transmittal Form) – The printed expense report generated by Necho, which, along with all original documentation and receipts, is sent to WorldPay Purchasing for review and retention.

5.4. Williamsburg American Express Travel – The business travel agency utilized by WorldPay employees to book travel (airline tickets, hotel reservations, rental cars, etc.). See http://willtrav.com/clients/worldpay/ for more information.



Responsibilities

1.25.Purchasing Manager

The Purchasing Manager shall own and enforce this policy.

1.26.Chief Financial Officer

The CFO shall approve this policy and any exceptions to this policy.

1.27.Chief Executive Officer

The CEO shall approve exceptions to this policy as required.

1.28.Line Managers

The primary responsibility for implementing this policy is placed with the line manager. For the purpose of this policy a line manager would typically have responsibility for an individual’s performance and conduct. The line manager shall ensure that:

1.28.1.All expenses claimed are compliant with this policy.

1.28.2.They are aware of the individual’s requirement to travel prior to booking.

1.28.3.Expense claim forms are approved or rejected in accordance with the claims process timelines.

1.28.4.By approving an expense claim form, the line manager is confirming they are satisfied that:

1.29.WorldPay Employees

Individuals must act professionally and adhere to WorldPay US policies while on company business. This includes adherence to the World Pay Code of Conduct and Divisional Ethical Standards. Specifically, it is the individual’s responsibility to ensure that:

1.29.1.Their line manager is aware of the requirement to travel prior to booking.

1.29.2.Expense claims are completed and submitted to their line manager in line with the expense processing timelines.

1.29.3.By submitting an expense claim form, an individual is confirming that:

1.29.4.Company credit cards are only used for approved business purposes and are paid in full each month.

Procedures

1.30.Applying for and Using a Company Credit Card

Employees with frequent travel needs may prefer to use a company credit card for ease in segregating and managing the travel and entertainment expenses incurred on WorldPay Business. The process for establishing a company credit card is as follows:

  1. Make the Request. The employee completes the Corporate Credit Card Application Form and submits with attached justification to the line manager.

  2. Review the Application. The line manager reviews and forwards to the SVP for approval. The SVP sends the Application form to Purchasing, where the application is reviewed for conformance with policies and sent to the appropriate Executive Management Committee member, who approves and signs the application.

  3. Issue the Card. Purchasing orders the credit cards; the credit card issuer processes the request and sends the new card to the employee.

Employees must use the card for all legitimate business travel and entertainment expenses. The use of personal credit cards is not acceptable for employees with company credit cards.

All company credit card transactions are imported directly into Necho. Employees are responsible for submitting Necho expense reports that include these transactions within established time guidelines. Approved transactions will result in direct payment to the credit card issuer against the balance due. Refer to WorldPay Expense Report Submissions and Approval Procedures (0320-008).

Policy Compliance: Purchasing is responsible for monitoring employee compliance with established guidelines for submittal of travel and entertainment expenses. All expense claims must be submitted using the Necho Expense Reporting system within fifteen (15) days of completion of travel or expense incurrence and approved within thirty (30) days. Expense claims not approved and submitted to Purchasing within forty-five (45) days of trip completion or incurrence of expense may not be reimbursed. Failure to meet those guidelines will result in cancellation of the card.

1.31.Planning a Trip

When an employee recognizes the need for travel, the following procedure is performed. The employee will set up a profile at the Williamsburg Travel online travel booking portal website. See http://willtrav.com/clients/worldpay/ for more information. Once the profile is established:

  1. The employee will access the online travel portal for air travel, lodging, and rental car arrangements.

  2. When the employee receives their itinerary from the online travel portal, they should verify that all information is accurate (i.e., travel and lodging dates are accurate).

Note: Cancellations - If a trip needs to be canceled, the employee will use the online travel portal to cancel all arrangements. The online travel portal will generate an email cancellation confirmation.

1.32.During the Trip

NOTE: Flight Changes – If a change to a flight is needed during the course of the trip the employee should contact the Williamsburg Travel, preferably via the online travel booking portal.

Appendix A – Related Information


See the My.WorldPay.us intranet for the following information:

Corporate Credit Card Process Flow, 3120-236

WorldPay Expense Report Submission and Approval Procedures, 0320-008

Williamsburg Travel

Necho Link

Credit Card Application